• FIBA President – Grisel Maria Vega, General Manager – Banco de Credito e Inversiones – Miami Branch
• Conference Chairman - Paul Koch, ALTASOL Risk Management, CEO

MORNING THEME:

STRATEGY & RISK MANAGEMENT ALIGNMENT

• Business Strategies, Critical Assumptions, Business Model & Risk Appetite
• ERM Governance Framework and Global Compliance
• Risk Planning, Assessment and Capital Allocation Processes
• Risk Transparency - Database, Analysis & Reporting (managerial / regulatory)
• Building a Risk Culture
• Risk Transparency and Corporate Communications

Keynote Presenters: 
•    Lionel Olavarría, CEO of Banco de Crédito e Inversiones, Chile
•    Senior Executive Officer - Major Global Bank - invited
•    Moderator: Conference Chairman

• New Business & Regulatory Environment – challenges and obligations to meet expectations of shareholders, regulators and other stakeholders
• Governance, Organization & Risk Oversight - risk culture, key principles, role of CRO
• ERM framework implementation – assessment, control and compliance  infrastructure
  • Organizational Risk Tolerance and Profile – risk based analysis and decision- making
  • Liquidity / Capital Planning - stress - testing and risk exposure management
  • Corporate Communications Issues and Best Practices – to internal and external stakeholders

Keynote Presenters:

• Corporación Andina de Fomento - invited
• Major Advisory Firm - invited
• Moderator: Conference Chairman

• Responsibilities for risk disclosures by financial institutions and their boards of directors – meeting regulatory and shareholder expectations
• Overview of the the risk categories boards should oversee and review
• Risk review processes and reporting methodology
• Preparation of disclosures
  • Management and review of processes
  • Legal issues and stakeholder expectations

Keynote Presenters:

• FINRA - invited
• Global Investment Management Company - invited
• Alcides Avila, Partner - Avila Rodriguez Hernandez Mena & Ferri, LLP
• Moderator: Major Advisory Firm - invited

AFTERNOON THEME:

THE REGULATORY ENVIRONMENT IN THE AMERICAS – NEW EXPECTATIONS & CHALLENGES FOR RISK MANAGEMENT

• Board & Executive Management Governance & Oversight
• Concentration Risk Management  (Asset / Funding Exposures & Counterparty Risk)
• Liquidity & Funds Management (Cash Flow Forecasts, Liquid Asset Cushion, Contingency Funding Plans) 
• Capital Planning, Adequacy Levels, Risk Appetite & Stress- testing
• Investment / Trading Portfolio & Hedging Activities
• Dodd Frank / Volker Rule / Basle III –  other pending requirements & business impact

Guest Speakers:

• John Kolb, Assistant Vice President Credit Risk & Capital Markets,  Federal Reserve Bank of Atlanta
• Office of the Comptroller of the Currency*
• FDIC*
  
• Sally Miller, Chief Executive Officer, Institute of International Bankers
• Moderator: Carl Fornaris, General Counsel of FIBA, Co - Chair National Financial Institutions Group, Greenberg Traurig

Guest Speakers:

• Superintendent of Banks of Panama*
  
• Comisión Nacional Bancaria y de Valores de Mexico*
  
• ASBA (Asociación de Supervisores Bancarios de las Américas)*

Guest Speakers:

• FINRA*
• SEC*
  
• Council of Securities Regulators of the Americas (COSRA)*
• Global Broker / Dealer, Senior Compliance Officer*
• Moderator: Morgan Stanley

• Risk management governance & organization
  • Corporate values and leadership
  • People, risk awareness & alignment of performance incentives
  • Lines of Defense (Business Management, Risk Management, Internal Audit)
  • Definition of risk appetite, tolerance and limits
  • Risk reporting infrastructure, analysis & communications
• Inventory of key risks – associated with the business strategy
  • Key assumptions & risk appetite
  • Risk assessment framework - potential impact on earnings and capital
  • Risk governance, monitoring and controls
• ERM framework – integrated review of firm wide risks

Guest Speakers:

• Major U.S. Regional Bank*
  
• Major Latin American Bank*
  
• Moderator: David Hernandez - Chief Risk Officer, BAC Florida Bank

Guest Speakers:

• Presentation: Major Advisory Firm*
• Case Studies
  • Global Bank*
  • Latin American Bank - invited
• David Hernandez - Chief Risk Officer, BAC Florida Bank
• Moderator: Conference Chairman

• FIBA Executive Director – David Schwartz
• Conference Chairman - Paul Koch, CEO, ALTASOL Risk Management